| Fee and Classification |
Percentage/Amount |
| (A) Securities Trading |
| Commission Fee |
0.25%( standard rate per each transaction, minimum HK$80.00)
Can negotiate with Account Executive if transactions volume is sufficient
|
| Levy (charged by SFC) |
0.004% on trading amount
|
Investor Levy
|
0% on trading amount |
Trading Fee (charged by SEHK) |
0.005% on trading amount |
Stamp duty |
0.1% on trading amount
| Note: |
1)Paid by buyer and seller |
| |
2)Payment roundup to HK$1.00 |
|
| CCASS charge |
0.0025% on trading amount (minimum HK$2.00) |
(B) Physical shares and/or Settlement
|
Physical share deposit |
Stamp duty HK$5.00 payable to SEHK per each transfer deed
|
Withdrawal of Physical share |
HK$5.00 per lot (HK$4.00 per lot if charge amount over HK$35,000.00) and
HK$50.00
handling fee for each share category |
Settlement Instruction (SI)
(Apply for share transfer) |
0.01% on market value of each kind of share
(maximum HK$200.00, minimum HK$20.00) |
| Mandatory Cash Offer |
Handling fee HK$100.00 and
all other charges from Clearing house & related party(ies) |
(C) Account Fee
|
| Custody Fee |
Waive |
| Margin share custody fee |
Waive |
(D)
Nominee & Corporate Action Fee
|
Scrip Fee
|
HK$1.50 per lot
|
| Dividend Payment |
0.5% on dividend payment (Min. HK$25.00) + CCASS charge (Dividend payment x 0.12%) |
Bonus share |
Waive |
Received subscribed shares |
Waive |
Share split/combine/voting |
Waive |
Rights subscription |
HK$100.00 for each subscription + CCASS charge (HK$0.80 per lot) |
Additional rights subscription
|
HK$100.00 for each subscription + CCASS charge (HK$0.80 per lot)
|
Warrant exercise/
privatization/share offer |
0.25%(min. HK$100.00) + CCASS charges |
Transfer of share ownership in
Share registration |
HK$5.00 per lot +handling fee HK$50.00 on each kind of share |
| Claim for non-receipt rights |
Minimum HK$600.00 + CCASS charges |
(E)
Other
|
IPO subscription (Yellow Form) |
HK$100.00
|
IPO subscription (margin finance) |
HK$200.00 |
Interest on margin finance |
According to market rate |
Cash client late settlement interest (p.a.) |
Prime rate + 3% (Prime rate according to HSBC quoting) |
Margin client debit balance interest (p.a.) |
Prime rate + 3% (Prime rate according to HSBC quoting) |
Re-print daily/monthly statement |
Nearest 3 months – waive
3 months before –HK$100.00 |
Withdrawal Fee |
Cheque – Waive
Telegraphic transfer (TT) and local transfer (CHATS) – according to bank charge
Exchange rate according to bank rate when execution (limited to currency accepted by bank in Hong Kong) |
| Letter of confirmation on asset |
HK$200.00 per letter |
