| Fee and Classification |
Percentage/Amount |
| (A) Securities Trading |
Commission Fee
|
0.25%( standard rate per each transaction, minimum HK$80.00)
Can negotiate with Account Executive if transactions volume is sufficient |
Transaction Levy
|
0.0027% on trading amount |
FRC Levy |
0.00015% on trading amount |
Trading Fee (charged by SEHK) |
0.00565% on trading amount |
Stamp duty |
0.1% on trading amount
| Note: |
1)Paid by buyer and seller |
| |
2)Payment roundup to HK$1.00 |
|
| CCASS charge |
0.002% on trading amount (minimum HK$2.00) |
| Gray Market Transaction Fee |
Based on gray market broker's transaction fee. Or our client opening form's transaction fee, whichever is higher. |
| |
| (B) Physical shares and/or Settlement |
Physical share deposit |
Stamp duty HK$5.00 payable to IRD per each transfer deed |
Withdrawal of Physical share |
HK$5.00 per lot (HK$4.00 per lot if charge amount over HK$35,000.00) and
HK$50.00 handling fee for each share category |
Settlement Instruction (SI)
(Apply for share transfer) |
0.01% on market value of each kind of share
(maximum HK$200.00, minimum HK$20.00) |
| Mandatory Buy-in |
(0.25% on trading amount - Minimum HK$100) + charges and penalty from Clearing House
|
| |
| (C) Account Fee |
| Custody Fee |
Waive |
| Margin share custody fee |
Waive |
| |
| (D) Nominee & Corporate Action Fee |
Physical Scrip, Scrip Fee |
HK$1.50 per lot, each stock handling fee HK$50 |
| Dividend Payment |
0.5% on divided payment (Min. HK$25.00/RMB25.00/US$5.00) + CCASS charge (Dividend payment x 0.12%) |
| Global Stock Payment |
For oversea securities holding in other brokerage, the payment should be deducted from the brokerage’s fee in advance. The company will charge the same payment. |
Cash dividend with scrip option payment |
0.5% on scrip dividend payment (Minimum HK$25.00/RMB25.00/US$5.00) |
Cash dividend & Cash dividend with scrip option scrip fee |
HK$1.5 per lot |
Bonus, Bonus Warrant, Rights, Split/Consolidation |
HK$2.00 per board lot (Minimum HK$20.00 / Maximum HK$100.00) |
Voting |
HK$50.00 per instruction(Voting for client or client apply to attend the General Meeting) |
Rights subscription |
HK$100.00 for each subscription + CCASS charge (HK$0.80 per lot) |
Warrant exercise/ privatization/share offer |
0.25%(min. HK$100.00) + CCASS charges |
| |
| (E) Other |
IPO subscription (Cash) |
Waive |
IPO subscription (margin finance) |
HK$100.00 |
Interest on margin finance |
According to market rate |
Cash client late settlement interest (p.a.) |
Prime rate + 6% (Prime rate according to Bank of China (Hong Kong) quoting) |
Margin client debit balance interest (p.a.) |
Prime rate + 3% (Prime rate according to Bank of China (Hong Kong) quoting) |
Re-print daily/monthly statement |
Nearest 3 months – waive
3 months before –HK$100.00 |
Withdrawal Fee |
Cheque – Waive
Telegraphic transfer (TT) and local transfer (CHATS) – according to bank charge
Exchange rate according to bank rate when execution (limited to currency accepted by bank in Hong Kong) |
| Cheque Returned Charge |
HKD100 |
| Letter of confirmation on asset |
HK$200.00 per letter |
